Analyst Associate Assistant Vice President – Corporate Finance

• Scope of Work

  1. Responsibilities:
     ● Perform SFC Type 6 regulated activities including IPO sponsor, Takeovers and general corporate finance advisory transactions in accordance with Listing Rules and the Takeovers Code.
     ● Involve in analyzing client industries and regulatory frameworks for deal assessment and preparation of comprehensive pitching materials.
     ● Exercise strong professional judgment in transaction due diligence and execution, observe and ensure due diligence and execution works meet all regulatory standards.
     ● Involve in preparation and review of regulatory documentation (announcements, prospectuses, circulars) and financial models.
     ● Liaise with corporate clients, professional parties, and regulators (HKEX and SFC) as needed throughout the transaction lifecycle.
     ● Maintain proper and detailed audit trails for all work performed to ensure internal and regulatory compliance.
     ● Undertake business travel to the PRC and other outbound destinations as required.
     ● Handle internal administrative duties and complete ad-hoc tasks assigned by management.

• Requirement

  1. Qualifications:
     ● Degree holder or above in Accounting, Law, Finance, or related disciplines; professional qualifications such as CPA/CFA (holder or active candidate) preferred.
     ● A minimum of 2 years’ relevant experience in investment banking, securities firms, external/internal audit, or a legal environment. Candidates with additional experience will be considered for a more senior position.
     ● Sound working knowledge of the Listing Rules, Takeovers Code, and local regulatory requirements.
     ● Passing of HKSI Licensing Examinations Papers 1, 16 and 17 highly preferred.
     ● Proactive, self-driven, independent, professional, with effective communications and interpersonal skills.
     ● Excellent command of both written and spoken English and Chinese, including fluency in Putonghua.
     

Interested parties please send your full resume (both of Chinese and English resume, Chinese resume must be attached) with latest salary &expected salary to us (HR@CCNEW.COM.HK). All applications received will be used strictly for selection purposes only. Only shortlisted candidates will be notified.

副总经理兼子公司董事总经理

• Scope of Work

  1. 【岗位职责】：
     
     ● 协助中州国际金融控股公司总经理、董事总经理，执行集团整体战略及业务发展计划，协助统筹推进证券、投行等主要业务板块的营销及发展，确保集团年度经营指标达成。
     ● 兼任中州国际证券公司董事总经理（负责人），负责证券公司的日常运营管理、业务拓展及团队建设，制定并执行证券公司战略发展规划，确保证券子公司年度经营指标（排名、营收等）达成，对证券公司的经营业绩与合规风控负总责。
     ● 负责证券公司机构客户及高净值客户的开发与深度维护，牵头对接投行承销、结构化产品等重点项目，推动核心业务落地。
     ● 管理证券公司前台业务团队及业务支持部门（研究、交易、客服等），搭建人才梯队，制定考核与激励机制，督促团队达成业绩目标，提升团队专业能力与战斗力。
     ● 协调前中后台（业务、风控、运营、合规等）资源，优化业务流程，确保业务发展符合境内外监管机构及公司内部合管要求，防范合规与操作风险。
     ● 参与行业监管沟通与政策研究，把握境内外监管动态，推动公司业务合规创新，维护公司在行业内的品牌形象与声誉。
     

• Requirement

  1. 【岗位条件】：
     
     ● 金融、经济、商业等相关专业，全日制硕士研究生及以上学历；海外留学人员毕业院校需为QS境外排名前100，特别优秀者可放宽至全日制本科学历。
     ● 至少10年以上香港大型证券公司、投资银行、金融控股集团高级管理经验，具备中资金融机构集团化管理经验者优先。
     ● 曾/现担任香港证监会1号、4号牌照负责人（RO），熟悉香港证券市场监管规则与业务运作规范。具有良好的合规意识，无不良从业记录。
     ● 熟悉香港证券、投行业务，具备相关的金融产品知识与业务实操经验，涵盖股票交易、债券、孖展融资、港股IPO承销、并购、基金、结构化产品、财富管理等业务领域，对香港金融市场（投行、证券等牌照业务）有深入理解，具有优秀的业绩记录与广泛的客户资源积累。
     ● 具备系统联动营销、跨部门协同工作经验，有团队管理与业务统筹能力，能带领团队完成复杂项目，具有服务大中型境内集团客户的经验。
     ● 责任心强，具备较强的抗压能力、问题解决能力与团队合作精神，能适应香港金融行业快节奏工作环境。
     ● 逻辑清晰，具备优秀的中英文书写及口语能力。
     ● 核心考核维度：年度经营指标完成率、合规风控表现、客户拓展与团队管理成效、业务创新成果。
     

Interested parties please send your full resume (both of Chinese and English resume, Chinese resume must be attached) with latest salary &expected salary to us (HR@CCNEW.COM.HK). All applications received will be used strictly for selection purposes only. Only shortlisted candidates will be notified.

法律合规部—副总裁

• Scope of Work

  1. 【岗位职责】：
     ● 协助合规负责人制定、实施和更新公司内部的合规政策和流程，确保符合两地监管机构及总部的合规要求；
     ● 负责中州国际投行业务合规工作，包括但不限于项目合规审查、客户反洗钱CDD、撰写相关合规报告、处理内外部问询及检查等工作；
     ● 负责融资公司持牌法团及人员牌照管理、员工培训及CPT项目管理、年度申报工作；
     ● 负责融资公司外部审计及监管机构的检查，处理与监管机构的沟通与联络，确保公司合规状况符合要求；
     ● 协助定期进行合规检查、合规风险提示宣导与培训、内部自查审查专项工作，协助开展员工投资交易等执业行为监督管理；
     ● 完成合规负责人交办的其他工作。

• Requirement

  1. 【任职要求】：
     ● 金融、法律、工商管理或相关专业全日制本科以上学历。
     ● 具备5年以上金融机构合规、风险管理工作经验，兼具投行经验者优先。
     ● 熟悉中国证监会关于券商境外子公司的监管要求，了解香港监管政策，如证券及期货条例 (SFO) 、证监会 (SFC) 守则及指引、上市规则等。
     ● 具备较强的合规审查、风险管理和项目分析能力。
     ● 具有良好的协调沟通及解决问题能力，高责任心，能独立开展工作。
     ● 具备一定的中英文书面和口头表达能力。

Interested parties please send your full resume (both of Chinese and English resume, Chinese resume must be attached) with latest salary &expected salary to us (HR@CCNEW.COM.HK). All applications received will be used strictly for selection purposes only. Only shortlisted candidates will be notified.